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Making Sense of Back Pain By Leon Chaitow
Your client is a 45-year-old, slightly overweight, office worker. He has a backache that began when he was dressing this morning. While putting on his socks, he felt a twinge in the low back, and since then has become increasingly restricted. He is slightly stooped and tilts a little to the left. When he has been on his feet for more than a few minutes, there is a painful sensation extending from his low back to his right buttock and beyond, as far as the knee. Movement is awkward, especially getting up and sitting down, as is anything that involves stretching or bending. Coughing, sneezing, and laughing cause a twinge that shoots from the back into his buttock toward the knee. These symptoms have occurred before, and they usually last a week or so, sometimes longer. But this is the first time there has been pain/discomfort in the leg. In the past, he has received a combination of massage therapy from you and sometimes a chiropractic adjustment or two before the stiffness and pain begin to ease. He has an appointment with his chiropractor later in the week—the first available appointment. 1. Should you treat him? Answer: Yes.1 2. Is his condition one that can be expected to be helped by massage and soft-tissue bodywork methods and exercise? Answer: Yes.2 3. Are there any simple ways of knowing which backache clients are most (or least) likely to respond to conservative treatment and simple exercises? Answer: Yes (see McKenzie Concepts and Directional Preference later in this article, pages 94 and 96, respectively). 4. Should you urge your client to see someone who offers spinal manipulation? Answer: Spinal-manipulative therapy produces only slightly better outcomes than massage therapy for nonspecific low-back pain of less than three months’ duration.3 There is also no evidence that in the first four weeks of treatment, spinal-manipulative therapy is any more effective than McKenzie methods in reducing disability, although according to the Danish Institute of Health Technology Assessment4 there is evidence to support the use of McKenzie-type exercise in the management of acute low-back pain. I, therefore, urge you to treat this client, both using massage and ideally McKenzie-type, directional-preference exercises, as discussed below. Types of Backache 1. Serious spinal pathology, such as a facet syndrome or disc herniation (or non-spinal pathology that refers pain to the spine). 2. Nerve root pain (radicular pain). 3. Nonspecific causes. The third category is the cause of more than 90 percent of cases and is the class of backache that responds well to massage and exercise.6 But how are you to know into which of these groups your client fits? Context In that article, we discussed back pain, but the same principle applies to all symptoms. The backache represents a part of a sequence, a snapshot of what’s happening now, but the symptoms don’t reveal the bigger picture, the background that allowed this to happen. Often the client who presents with common, nonspecific backache is otherwise well. The symptoms usually vary with activity, and this suggests that biomechanical factors are the main aggravating features.7 So, questions to ask include: Why has this person, at this time, developed a backache? Where is this person in the spectrum of compensation, adaptation, vulnerability? Aspects of the level of adaptation exhaustion/vulnerability can be assessed using a simple sequence described in Assessment of Tissue Preference on page 90. This sequence helps you to evaluate what is known as the common compensatory pattern. If you had made this assessment during one of your client’s previous visits, when he was not in pain, you would have discovered very useful information that might have helped you decide what to do. Now that he is unable to move freely, this assessment, described below, cannot be accurately performed during the acute phase of a backache.8 The Common Compensatory Pattern G. Defeo and L. Hicks note, “Osteopathic physicians Zink and Lawson have observed clinically that a significant percentage of the population assumes a consistently predictable postural adaptation, arising from nonspecific mechanical forces such as gravity, gross- and micro-trauma, and other physiological stressors. These forces appear to have their greatest impact on the articular facets in the transitional areas of the vertebral column.”9 G. Zink and W. Lawson described methods for testing tissue preference in these transitional areas, where fascial and other tensions and restrictions can most easily be noted: occipitoatlantal (OA), cervicothoracic (CT), thoracolumbar (TL), and lumbosacral (LS).10 These sites are tested for rotation preferences (described below). Zink and Lawson’s research illustrated that most people display (assessing the occipitoatlantal pattern first) alternating patterns of rotatory preference, with about 80 percent of people showing a common pattern of Left-Right-Left-Right (LRLR) compensation, termed the common compensatory pattern (CCP). Tissue preference is the sense that the palpating hands derive from the tissues being moved, as to the preferred direction(s) of movement (for example, at its simplest, “This area turns more easily [and further] to the right than the left and, therefore, has a preference to turn right”). Evaluation can be conceived as a series of questions asked of the tissues as they are moved to test whether there is greater freedom turning in one direction compared with the other. (The terms comfort, position of ease, and tissue preference all mean the same thing and are directly opposite to directions that engage barriers, or move toward bind or restriction.) Observed CCP Signs Assessment of Tissue Preference Occipitoatlantal (OA) Area b) With the client standing, the head/neck is placed in full flexion, and rotation left and right of the head on the neck is evaluated for the preferred direction (range) of movement. Is rotation more free left or right? Cervicothoracic (CT) Area b) The client is seated or standing in a relaxed posture with the therapist behind, with hands placed to cover the medial aspects of the upper trapezius, so that his fingers rest over the clavicles and thumbs rest on the transverse processes of the T1/T2 area. The hands assess the area being palpated for its tightness/looseness preferences as a slight degree of rotation left and then right is introduced at the level of the cervicothoracic junction. Is rotation more free toward the left or the right? If there was a preference for the OA area to rotate left, then if CCP applies to this person, there should be a preference for right rotation at the CT junction. Thoracolumbar (TL) Area Treating the structure being palpated as a cylinder, the preference for the lower thorax to rotate around its central axis is tested one way and then the other. Is rotation more free toward the left or the right? The preferred TL rotation direction should be compared with those of OA and CT test results. An alternation in these should be observed if a healthy adaptive process is occurring. b) With the client standing, the therapist stands behind and with hands over the lower thoracic structures, fingers along the lower rib shafts. The preference for the lower thorax to rotate around its central axis is tested one way and then the other. Is rotation more free toward the left or the right? Alternation with previously assessed preferences should be observed if a healthy adaptive process is occurring. Lumbosacral (LS) Area Alternation with previously assessed preferences should be observed if a healthy adaptive process is occurring. b) The client is standing, and the therapist, standing behind, places his hands on the pelvic crest and rotates the pelvis around its central axis to identify its rotational preference. Is rotation more free toward the left or the right? Questions You Should Ask Yourself Following this Assessment 2. Was there a tendency for the tissue preference to be in the same direction in all, or most of, the four areas assessed? 3. If the latter was the case, was this in an individual whose health is more compromised than average (in line with Zink and Lawson’s observations)? 4. What therapeutic methods would produce a more balanced degree of tissue preference? Interpretation • If there is no evidence of CCP—with rotational preferences displayed, for example, as LLLL, RRRR, LLRL, or anything other than the ideal alternation (LRLR or RLRL)—then adaptation potential is compromised or exhausted, and the person is likely to respond inappropriately to treatment. Symptoms may worsen, or new symptoms may appear as adaptation fails and tissues decompensate, and changes induced by treatment fail to be coped with. • Poorly compensated individuals should be treated with great care, ideally using general, constitutional, whole-body methods (wellness massage, relaxation, breathing exercises, gentle exercise, constitutional hydrotherapy, etc.) and not with specific interventions such as mobilization, manipulation, specific muscle stretches, etc. Differential Assessment12 (based on findings of supine and standing Zink tests) If the rotational pattern remains the same when supine and standing, this suggests the adaptation pattern is primarily descending (i.e., the major dysfunctional patterns imposing adaptive demands lie in the upper body, cranium, or jaw). Overuse and Misuse In that situation, a bending or twisting movement (such as putting on shoes) that would cause no problems at all for supple, well-toned tissues, might result in a twinge, a local irritation, that causes protective guarding by local muscles and a stooped, distorted, painful, and restricted outcome, just like the one your client is displaying. Or, the slow wear and tear of overuse, misuse, trauma, or disuse may have led to a weakening of spinal disc structures, so that as the client bent to put his socks, the movement resulted in not just a local muscle irritation, but the start of an actual disc herniation. At this stage a herniation causes protective guarding by local muscles and a stooped, distorted, painful, and restricted outcome, just like the one your client is displaying. The stooping action to put on socks was not the cause, but merely the trigger. The cause was present in the form of the cumulative micro-trauma adaptations that had produced the changes in the client’s soft tissues and joints over a period of time. What Associated Features May be Present in Your Client? • Anxiety and other emotional states.13 • Endocrine disturbances (such as underactive thyroid).14 • Deconditioning/disuse (the opposite of being aerobically conditioned).15 • Disturbed balance.16 • Disturbed information gathering (proprioceptive input, including visual and auditory signals). • Hypermobility.17 • Hyperventilation.18 • Inflammation.19 • Overuse and trauma (abuse) associated with poor posture, shortened and/or weakened muscles, unbalanced firing sequences, joint restrictions (physiological “misuse”).20 • Poor nutrition.21 • Trigger point activity.22 Stuart McGill23 summarizes the ideal: “The muscular and motor system must satisfy the requirements to sustain postures, create movements, brace against sudden motion or unexpected forces, build pressure, and assist challenged breathing, all the while ensuring sufficient stability.” If these requirements are not met, problems such as backache become inevitable. A Plan You need to identify what the client can do (summarized as capabilities). Ask him: What are your functional-activity goals? What can’t you do? What do you find painful to do? What are you avoiding for fear of hurting yourself? What are you concerned you won’t be able to do in the future? Treatment and rehabilitation are designed to close the gap between what clients can do and what they want or need to do. Reassurance is achieved by means of ruling out the presence of serious disease and focusing on improving function. Clients need to know the pain being experienced is part of a functional backache, which makes up around 95 percent of all such problems, and that recovery may take several weeks. If you have any doubt that this is a simple backache, it is necessary for the client to get a diagnosis from an appropriately licensed healthcare professional to establish it is not one of the 3–5 percent caused by cancer, a herniated disc, arthritic change, or other serious cause of inflammation. Once pathology has been ruled out, an important message early on should be to help the client understand that hurt doesn’t necessarily mean harm. There may be discomfort during treatment, rehabilitation, and exercising, but it is not causing any damage. Once serious pathology has been ruled out, various modalities may help in treating back pain, including massage, deactivation of local trigger points (these can be responsible for much back pain),24 manipulation, stretching, ultrasound, hydrotherapy, and exercise. You might advise your client that, in most cases of back pain, there is a great deal of evidence that it is important to not take to bed rest (unless it is absolutely necessary, as in some acute disc herniation situations). A review of many studies concluded that bed rest has no positive effect for back pain and may have slightly harmful effects.25 General Assessment • Agility. • Balance. • Coordination. • Endurance. • Mobility. • Strength/Power. You can employ a wide range of commonly used assessments, depending on the type and degree of training you have. Texts such as Whitney Lowe’s Orthopedic Massage (Elsevier, 2004) can greatly help in developing evaluation skills. The general assessment methods that might be used could include all or any of the following: • Assessment for soft-tissue texture changes, tenderness, asymmetry, and soft-tissue, range-of-motion changes.26, 27 • Breathing pattern evaluation.28 • Checking key points and aspects of alignment and balance, with the client static, active, standing, walking, sitting, and reclining. What’s asymmetrical, out of balance, and distorted?29, 30 • Evaluation incorporating awareness of fascial continuities.31 • Light touch and deeper palpation. Seeking evidence of dysfunction.32, 33 • Mechanical interface assessments for nerve involvement (e.g., upper limb tension tests).34 • Neuromuscular technique palpation. Seeking evidence of active trigger points.35 • Observing postural evaluation, including crossed syndrome patterns, layer syndrome, and core stability. What’s loose, what’s painful, what’s tight/restricted, and why?36, 37, 38 • Off-body scanning for temperature variations.39 • Range-of-motion and functional assessments of joints, including joint-play.40, 41, 42 • Visceral and cranial palpation methodology.43 Specialized Assessments for Back Pain 1. If, when performing an active movement, or during the holding of a static position, the symptoms (back pain and, in this case, referred pain into the buttock and leg) spread further, it is peripheralizing. This is a negative and most undesirable change, and it indicates that the position or movement is contraindicated. 2. If during movement or positioning, central spinal pain that is not radiating into the buttock or limb at the start becomes more intense or starts to radiate or refer into the buttock or limb, it is peripheralization (number one above), i.e., the position or movement is contraindicated. 3. On the other hand, if, when performing an active movement or during the holding of a static position, the symptoms (back pain and, in this case, referred pain into the buttock and leg) retreat or move toward the spine, this is evidence of centralization. This is a positive and desirable change and indicates that the position or movement is strongly indicated as a therapeutic measure. 4. If during movement or positioning, central spinal pain that is not radiating into the buttock or limb at the start decreases or abolishes lumbar midline pain, it is centralization (number three above), i.e., the change indicates the position or movement is strongly indicated as a therapeutic measure. McKenzie Concepts These findings are considered more important than any palpatory findings, and in many cases, a successful McKenzie examination can be performed without the therapist actually touching the client. Note: to use the McKenzie approach successfully as a therapeutic measure, appropriate training is required. The outline of the basic methodology below is not meant as instruction, but has the intention of offering a description of the simplest aspects of McKenzie assessment (see Directional Preference on page 96).
Method Ask the client to slowly introduce a slight forward bend, a flexing of the spine, by about 10–15 degrees, and to hold this for some seconds while evaluating whether the pain level has changed (and if he has to report the new pain level out of ten) and also to evaluate whether or not the pain location has altered. If the pain decreases and/or moves centrally while in this flexion position, this indicates that flexion exercises are likely to be helpful. These two positions are repeated with the client seated (extension and flexion), and the results are recorded. The same two positions are repeated with the client lying prone (for extension, introducing a slight—20 degrees—push-up extension) and supine (for flexion, drawing flexed knees toward the chest). Again, changes in pain levels and/or distribution of pain (more widespread, more toward the spine?) are recorded. Those positions that relieve pain or that produce centralization are repeated as homework, and any positions that increase pain, reduce range of movement, or encourage peripheralization, are discouraged. Additional Input A study involving directional preference in clients with backache, based on McKenzie principles, is described in Directional Preference on page 96. Note: none of these measures are recommended unless you have training in the use of McKenzie protocols. Incorporating Findings from Assessment Into Treatment If, in the past when he was not in acute pain, you had evaluated him using the Zink-Lawson test, you would now know whether his compensation pattern was common (i.e., alternating) or not. This would inform you as to whether it is safe or unwise to offer anything other than general massage. If the test then demonstrated the uncompensated pattern (LLLL or RRRR), then only general, nonspecific, massage should be given. If you had established that a compensated pattern was evident (for example, LRLR) you could now usefully treat dysfunctional features you identify, such as stretching shortened muscles or deactivating trigger points, along with therapeutic massage. Irrespective of CCP findings, you can safely ask the client to carefully identify positions that produce centralization, as described above, and to avoid any positions that produce peripheralization. Gentle homework incorporating the centralizing exercises would then be appropriate. Prevention In that way, you will be doing what is needed to ensure prevention. That is the best practice. Leon Chaitow, ND, DO, MRO, is a practicing naturopath, osteopath, and acupuncturist in the United Kingdom, with more than forty years of clinical experience. He is a prolific writer and has published more than sixty texts. Chaitow is editor of the Journal of Bodywork and Movement Therapies. He regularly lectures in the United States as well as Europe and was until his retirement in 2004 a senior lecturer at London’s University of Westminster, where he remains an honorary fellow. In 1992 he became the first person in the U.K. to be appointed as a consultant naturopath/osteopath to a government-funded National Health Service practice, a position he still holds. Contact him at www.leonchaitow.com. Notes
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